Regional Ranking: New England

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New England Rankings

Rank Firm Deals Aggregate

Deal Value ($M)

1 Morgan Stanley & Co. 2 5,693.60

2 Salomon Brothers* 1 3,635.20

3 Merrill Lynch 3 2,302.10

4 Goldman, Sachs & Co. 1 613

4 Smith Barney Inc.* 1 613

6 Keefe, Bruyette & Woods Inc. 5 257

7 Schroder Wertheim & Co. 1 213.9

7 Tucker, Anthony Inc. 1 213.9

9 M.A. Schapiro & Co. 2 206.2

10 Brown Brothers Harriman & Co. 1 139.8

*Did not respond to survey. Y represents firm for which deal value is not available for at least one transaction. ===

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