BOCA RATON, Fla. -- At its annual conference here last week, the Securities Industry Association unveiled a four-part plan to help build public confidence in the industry.

The plan by the New York-based trade group entails strengthening the industry's commitment to serving its customers; supporting ongoing education for brokers; ensuring that investors are well-informed; and increasing compliance efforts.

Subscribe Now

Access to authoritative analysis and perspective and our data-driven report series.

14-Day Free Trial

No credit card required. Complete access to articles, breaking news and industry data.