The deadline to comply with the Department of Labor’s new fiduciary disclosure rule—which makes investment advisors legally obligated to put their client’s best interests first rather than simply finding “suitable” investments--is quickly approaching and will have far-reaching implications for advisors as well as plan sponsors and funds. Are you ready?
Join financial services veteran Joel Bruckenstein from Technology Tools for Today and DocuSign as they discuss:
- Key requirements of the DOL’s final rule
- Five ways to meet compliance requirements, particularly related to enhanced disclosure
- How to use rapid implementation strategies to hit critical DOL deadlines
- Ways to improve the customer experience for clients and brokers