JPMorgan Worldwide Securities Services, a provider of custody and investor-related services, announced the introduction Monday of two Web sites with information and tools to help chief compliance officers satisfy mutual fund regulations.
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The Securities and Exchange Commission requires mutual funds to appoint chief compliance officers and adopt policies and procedures to prevent fund company and adviser violations of SEC regulations. JPMorgan's product supports the needs of compliance chiefs and registered investment advisers and supplies the infrastructure needed to help clients document their fund policies and procedures.
