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Line-of-Business Deals Announced in 2003

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Line-of-Business Deals Announced in 2003

Line-of-Business Deals Announced in 2003
Dollars in thousands
Published February 12, 2004
  Buyer Seller Announced Completed Price Assests involved
  CREDIT CARD PORTFOLIO          
1 Citigroup Inc. New York Sears, Roebuck and Co. Hoffman Estates, Ill. Jul. 15 Nov. 3 $31,460,000 $28,600,000
2 Citigroup Inc. New York General Electric Co. Fairfield, Conn. Jun. 27 Jul. 30 NA 6,000,000
3 Bank One Corp. Chicago Citigroup Inc. New York Jul. 15 Jul. 15 NA 1,500,000
4 FleetBoston Financial Corp. Circuit City Stores Inc. Richmond Oct. 22 Nov. 19 1,300,000 1,500,000
5 MBNA Corp. Wilmington, Del. Royal Bank of Canada Toronto Jun. 6 pending NA 51,800
6 First National of Nebraska Inc. Omaha Credit Union One Ferndale, Mich. Nov. 7 Nov. 7 NA 33,000
7 First National of Nebraska Inc. Omaha Financial Partners Credit Union Downey, Calif. Feb. 6 Feb. 6 NA 31,000
8 First National of Nebraska Inc. Omaha Principal Financial Group Inc. Des Moines Sept. 11 Sept. 11 NA 23,000
9 First National of Nebraska Inc. Omaha Northrop Grumman Employees FCU Gardena, Calif. Jan. 6 Jan. 6 NA 14,000
10 Hudson United Bancorp Mahwah, N.J. Undisclosed seller Mar. 28 Mar. 28 7,400 7,700
11 First National of Nebraska Inc. Omaha Multiple credit unions Oct. 10 Oct. 10 NA 7,000
12 U.S. Bancorp Minneapolis Texas United Bancshares Inc. La Grange, Tex. Nov. 7 Nov. 7 NA 6,800
13 First National of Nebraska Inc. Omaha Peoples Bancorp Inc. Marietta, Ohio Dec. 31 pending NA 6,400
14 First National of Nebraska Inc. Omaha Silicon Valley FCU Palo Alto, Calif. Jan. 6 Jan. 6 NA 3,500
15 TCM Bank Tampa Midwest Bankers' Bancorp Jefferson City, Mo. Dec. 23 Dec. 23 NA 3,100
16 Undisclosed HF Financial Corp Sioux Falls, S.D. Jan. 27 Jan. 31 NA 2,900
17 First National of Nebraska Inc. Omaha Westerly Community Credit Union R.I. Apr. 2 Apr. 2 NA NA
18 First National of Nebraska Inc. Omaha CTCE Federal Credit Union Reading, Pa. Apr. 2 Apr. 2 NA NA
19 World Financial Network National Bank Gahanna, Ohio Granite National Bank Bowling Green, Ohio Jun. 6 Sept. 12 NA NA
20 Citigroup Inc. New York GTP Holding SpA Jul. 29 Jul. 29 NA NA
21 U.S. Bancorp Minneapolis Camden National Corp. Maine Aug. 14 pending NA NA
22 First National of Nebraska Inc. Omaha Hoodview Federal Credit Union Killeen, Tex. Nov. 6 Nov. 6 NA NA
23 First National of Nebraska Inc. Omaha Houston Postal Credit Union Nov. 6 Nov. 6 NA NA
  INSURANCE          
1 Bank One Corp. Chicago Zurich Financial Services May. 30 Sept. 1 $500,000 $6,700,000
2 Hudson United Bancorp Mahwah, N.J. Flatiron Credit Co. Inc. Denver Jul. 25 Oct. 31 40,000 275,000
3 Wells Fargo & Co. San Francisco Pate Insurance Agency Inc. Homer, Alaska Jan. 1 Jan. 1 NA 1,000
4 BB&T Corp. Winston-Salem, N.C. McGriff, Seibels & Williams Inc. Birmingham, Ala. Nov. 11 pending 354,000 NA
5 Old National Bancorp Evansville, Ind. Insurance and Risk Management Fort Wayne, Ill. Jul. 10 Aug. 4 29,945 NA
6 BancorpSouth Inc. Tupelo, Miss. WMS, LLC Baton Rouge Apr. 30 May. 15 18,211 NA
7 BancorpSouth Inc. Tupelo, Miss. Ramsey, Krug, Farrell & Lensing Inc. Little Rock Jul. 14 Aug. 1 10,028 NA
8 Old National Bancorp Evansville, Ind. James L. Will Insurance Agency Evansville, Ind. Apr. 10 May. 1 4,647 NA
9 Sky Financial group Inc. Bowling Green, Ohio Insurance Buyers' Service Agency Inc. Boardman, Ohio Jul. 7 Jul. 7 3,698 NA
10 Alpena Bancshares Inc. Alpena, Mich. InsuranCenter Corp. of AlpenaMich. Mar. 12 Jun. 13 3,257 NA
11 Old National Bancorp Evansville, Ind. Graham & Peat Insurance Agency Inc. St. Louis Jun. 2 Jun. 2 3,101 NA
12 Leesport Financial Corp. Wyomissing, Pa. CrosStates Insurance Consultants Inc. Langhorne, Pa. Sept. 24 Sept. 30 2,400 NA
13 Investor group Fla. TIB Financial Corp. Key Largo, Fla. Aug. 15 Aug. 15 2,245 NA
14 UnionBancorp Inc. Ottawa, Ill. Howard Marshall Insurance Agency Peru, Ill. Nov. 1 Nov. 1 1,000 NA
15 Harbor Florida Bancshares Inc. Ft. Pierce David G. Willbur Insurance Agency Fort Pierce, Fla. Jan. 22 Mar. 27 601 NA
16 Oneida Financial Corp. Oneida, N.Y. MacDonald/Yando Agency Inc. Verona, N.Y. Aug. 14 Oct. 1 439 NA
17 Olson and Associates Insurors Inc. Sioux Falls, S.D. HF Financial Corp. Sioux Falls, S.D. Aug. 8 Aug. 8 375 NA
18 Tri-County Financial Group Mendota, Ill. Miller-Rowe Insurance Agency Earlville, Ill. Jan. 1 Jan. 14 365 NA
19 Commercial National Financial Corp. Latrobe, Pa. Undisclosed seller Jan. 3 Jan. 1 99 NA
20 Sussex Bancorp Franklin, N.J. Garrera Insurance Agency Newton, N.J. Jan. 14 Jan. 14 68 NA
21 South Financial Group Inc. Greenville, S.C. Allied Assurance Columbia, S.C. Sept. 22 Sept. 22 61 NA
22 Wells Fargo & Co. San Francisco Wraith, Scarlett & Randolph Insurance Services Woodland, Calif. Jan. 1 Jan. 1 NA NA
23 Webster Financial Corp. Waterbury, Conn. Mathog & Moniello Cos. East Haven, Conn. Jan. 6 Jan. 6 NA NA
24 First Financial Bancorp Hamilton, Ohio Wilson Lawson Meyers Insurance Agency Connersville, Ind. Feb. 10 Feb. 10 NA NA
25 Commerce Bancorp Inc. Cherry Hill, N.J. Porch Agency Bridgeton, N.J. Feb. 19 Feb. 19 NA NA
26 Citizens Financial Group Inc. Providence, R.I. Feitelberg Co. Fall River, Mass. Feb. 28 Feb. 28 NA NA
27 Compass Bancshares Inc. Birmingham, Ala. Mueller and Associates Inc. Tucson Mar. 12 Mar. 12 NA NA
28 Compass Bancshares Inc. Birmingham, Ala. Maxson-Mahoney-Turner Inc. Dallas Mar. 17 Mar. 17 NA NA
29 First Financial Holdings Inc. Charleston, S.C. Woodruff and Co. Inc. Columbia, S.C. Mar. 24 Mar. 24 NA NA
30 UnionBanCal Corp. San Francisco Tanner Insurance Brokers Inc. Pleasanton, Calif. Mar. 31 Mar. 31 NA NA
31 Associated Banc-Corp. Green Bay, Wis. CFG Insurance Services Inc. Minnetonka, Minn. Apr. 1 Apr. 1 NA NA
32 Community First Bankshares Fargo Carr Insurance Agency Inc. Thornton, Colo. Apr. 1 Apr. 1 NA NA
33 BB&T Corp. Winston-Salem, N.C. Old Colony Insurance Service Inc. Crestwood, Ky. Apr. 3 May. 1 NA NA
34 KSB Ltd. Keokuk, Iowa Ed S. Lofton and Sons Inc. Keokuk, Iowa Apr. 9 Jun. 1 NA NA
35 KSB Ltd. Keokuk, Iowa Stebbings & Sohl Insurance Inc. Keokuk, Iowa Apr. 9 Jun. 1 NA NA
36 Merchants and Manufacturers Bancorp. Brookfield, Wis. Integrated Financial Services Inc. Mequon, Wis. Apr. 15 Apr. 15 NA NA
37 Cullen/Frost Bankers Inc. San Antonio Brokers Insurance Designs Fort Worth Apr. 16 Apr. 16 NA NA
38 Community First Bankshares Fargo Kraft Insurance Service Inc. Grand Junction, Colo. May. 1 May. 1 NA NA
39 BB&T Corp. Winston-Salem, N.C. Southern Cross Underwriters Inc. Jackson, Miss. May. 8 Jul. 1 NA NA
40 First National of Nebraska Inc. Omaha Insur Inc. Grand Island, Neb. Jun. 1 Jun. 1 NA NA
41 Wells Fargo & Co. San Francisco S.N. Potter Insurance Agency Inc. Stockton, Calif. Jun. 1 Jun. 1 NA NA
42 Community First Bankshares Fargo Larry Levitt Insurance Inc. Rock Springs, Wyo. Jun. 2 Jun. 2 NA NA
43 BB&T Winston-Salem, N.C. STHARCO Inc. Kingsport, Tenn. Jun. 5 Jul. 1 NA NA
44 F.N.B. Corp. Naples, Fla. Lupfer-Frakes Insurance Kissimmee, Fla. Jun. 27 Jul. 1 NA NA
45 First Niagara Financial Group Inc. Lockport, N.Y. Costello, Dreher, Kaiser Insurance Agency Rochester, N.Y. Jul. 1 Jul. 1 NA NA
46 First Niagara Financial Group Inc. Lockport, N.Y. Loomis & Co. Rochester, N.Y. Jul. 1 Jul. 1 NA NA
47 Greater Bay Bancorp Palo Alto, Calif. Sullivan & Curtis Insurance Brokers Seattle Jul. 1 Jul. 1 NA NA
48 Wells Fargo & Co. San Francisco RMC2 LLC Buffalo Grove, Ill. Jul. 1 Jul. 1 NA NA
49 Community Banks Inc. Harrisburg, Pa. Your Insurance Partner Mechanicsburg, Pa. Jul. 3 Sept. 16 NA NA
50 Jefferson County Bancshares Inc. Festus, Mo. Agents Insurance Service St. Louis Jul. 18 Jul. 18 NA NA
51 Webster Financial Corp. Waterbury, Conn. LJF Insurance Services Inc. Southport, Conn. Jul. 23 Jul. 23 NA NA
52 First Charter Corp. Charlotte Piedmont Insurance Agency Charlotte Jul. 31 Jul. 31 NA NA
53 BB&T Corp. Winston-Salem, N.C. Co.oper, Love & Jackson Inc. Nashville Aug. 1 Sept. 2 NA NA
54 Great Lakes Insurance Agency Lake Park, Iowa BankPlus FSB Morton, Ill. Aug. 1 Aug. 1 NA NA
55 Wells Fargo & Co. San Francisco Care Insurance Services Omaha Aug. 1 Aug. 1 NA NA
56 Banknorth Group Inc. Portland, Maine Field & Quimby Inc. Belfast, Maine Aug. 6 Aug. 6 NA NA
57 Hancock Holding Co. Gulfport, Miss. Union Planters Corp. Memphis Aug. 8 Jan. 5 NA NA
58 Banknorth Group Inc. Portland, Maine Bogino & DeMaria Inc. Avon, Conn. Aug. 14 Aug. 14 NA NA
59 BB&T Corp. Winston-Salem, N.C. Surety Land Title Raleigh Aug. 15 Sept. 2 NA NA
60 Wells Fargo & Co. San Francisco Wisenberg Insurance & Risk Management Houston Sept. 1 Sept. 1 NA NA
61 Wells Fargo & Co. San Francisco McDermott Brokerage Inc. Omaha Sept. 1 Sept. 1 NA NA
62 Wells Fargo & Co. San Francisco Goodritz-Emanuel Insurance Ardmore, Pa. Sept. 1 Sept. 1 NA NA
63 German American Bancorp Jasper, Ind. Hoosierland Insurance Agency Jasper, Ind. Sept. 4 Sept. 4 NA NA
64 German American Bancorp Jasper, Ind. Stafford Williams Insurance Agency Washington, Ind. Sept. 4 Sept. 4 NA NA
65 M&T Bank Corp. Buffalo Lounsbury Insurance Agency Manlius, N.Y. Sept. 15 Sept. 15 NA NA
66 Regions Financial Corp. Birmingham, Ala. Merchants Insurance Services Inc. Alexandria, La. Sept. 29 Sept. 29 NA NA
67 Community First Bankshares Fargo Summit Insurance Group Frisco, Colo. Oct. 1 Oct. 1 NA NA
68 Wells Fargo & Co. San Francisco Malenas Insurance Agency Beachwood, Ohio Oct. 1 Oct. 1 NA NA
69 Adam Corp. Group Bryan, Tex. Reliable Reports Inc. Lewisville, Tex. Oct. 20 Oct. 20 NA NA
70 UnionBanCal Corp. San Francisco Knight Insurance Agency Glendale, Calif. Dec. 3 pending NA NA
71 Main Street Banks Inc. Kennesaw, Ga. Banks, Moneyhan, Hayes Insurance Conyers, Ga. Dec. 5 pending NA NA
  INVESTMENT ADVISORY/MANAGEMENT SERVICES          
1 Charles Schwab Corp. San Francisco State Street Corp. Boston Jun. 25 Oct. 31 $365,000 $11,500,000
2 City National Corp. Beverly Hills Convergent Capital Management LLC Chicago Jan. 31 Mar. 31 49,000 6,500,000
3 Mercantile Bankshares Corp. Baltimore. Boyd Watterson Asset Management LLC Cleveland Jan. 22 Feb. 28 28,575 3,750,000
4 Bank One Corp. Chicago Security Capital Research and Management Inc. Chicago Sept. 17 pending NA 3,500,000
5 Boston Private Financial Holdings Boston Dalton, Greiner, Hartman, Maher and Co. New York May. 2 pending 88,500 2,200,000
6 Banco Bradesco SA Sao Paulo J.P. Morgan Chase & Co. New York Jan. 28 Jan. 28 NA 1,940,000
7 KeyCorp Cleveland NewBridge Partners LLC New York May. 27 Jul. 1 NA 1,800,000
8 Wells Fargo & Co. San Francisco Benson Associates LLC Portland, Ore. Aug. 26 Sept. 30 NA 1,300,000
9 Mellon Financial Corp. Pittsburgh Arden Group Inc. Atlanta Apr. 7 Jul. 31 11,223 750,000
10 HSBC USA Inc. Buffalo Bank of America Corp. Charlotte Mar. 10 Mar. 10 NA 620,000
11 Sterling Financial Corp. Lancaster, Pa. Church Capital Management Inc. Yardley, Pa. Oct. 1 Oct. 15 25,393 600,000
12 Millennium Bank Malvern, Pa. BankAtlantic Bancorp Inc. Fort Lauderdale, Fla. Apr. 30 May. 31 1,500 500,000
13 Federated Investors Inc. Pittsburgh Riggs National Corp. Washington Jul. 18 pending NA 470,000
14 Oriental Financial Group Inc. Rio Piedras, Puerto Rico Caribbean Pension Consultants Inc. Boca Raton, Fla. Jan. 29 Jan. 29 NA 400,000
15 West Bancorp. West Des Moines VMF Capital LLC Cedar Rapids, Iowa Jul. 11 Oct. 1 4,125 370,000
16 SunTrust Banks Inc. Atlanta Eagle Capital International LLC Greenwich, Conn. Feb. 26 Feb. 26 NA 200,000
17 Patriot Bank Corp. Pottstown, Pa. Pension Benefits Inc. West Chester, Pa. Jan. 17 Jan. 17 1,600 155,000
18 First Community Bancshares Inc. Bluefield, Va. Stone Capital Management Inc. Beckley, W.Va. Jan. 15 Jan. 15 438 94,000
19 Bank of Montreal Toronto Gerard Klauer Mattison New York Apr. 4 Jul. 7 30,000 NA
20 CoBiz Inc. Denver Financial Designs Ltd. Denver Apr. 14 Apr. 14 5,406 NA
21 Private Family Office Inc. Bryn Mawr Bank Corp. Pa. Jul. 30 Jul. 30 2,350 NA
22 Patriot Bank Corp. Pottstown, Pa. Citizens Financial Group Inc. Providence, R.I. Sept. 5 Sept. 5 650 NA
23 Lakeland Financial Corp. Warsaw, Ind. Old National Bancorp Evansville, Ind. Sept. 2 pending 600 NA
24 Mellon Financial Corp. Pittsburgh DirectAdvice Hartford, Conn. Jan. 23 Jan. 23 NA NA
25 Bank of New York Co. Inc. Capital Resource Financial Services, LLC. Chicago Mar. 17 May. 1 NA NA
26 Wachovia Corp. Charlotte PNC Financial Services Group Pittsburgh Apr. 17 Jun. 30 NA NA
27 Marshall & Ilsley Corp. Milwaukee UMB Financial Corp. Kansas City, Mo. May. 21 pending NA NA
28 J.P. Morgan Chase & Co. New York American Century Services Corp. Kansas City, Mo. Jun. 1 Jun. 1 NA NA
29 State Street Corp. Boston Shott Capital Management LLC San Francisco Jul. 16 pending NA NA
30 PNC Financial Services Group Pittsburgh ADVISORport Plymouth Meeting, Pa. Sept. 15 Oct. 28 NA NA
31 Wachovia Corp. Charlotte Metropolitan West Securities LLC Los Angeles Oct. 22 pending NA NA
32 Citigroup Inc. New York Forum Financial Group Portland, Maine Nov. 3 Dec. 22 NA NA
33 Investor group Tex. Texas United Bancshares Inc. La Grange Nov. 7 Nov. 7 NA NA
34 Great-West Life and Annuity Insurance Co.Colo. Wells Fargo & Co. San Francisco Nov. 17 pending NA NA
35 J.P. Morgan Chase & Co. New York Undiscovered Managers LLC Dallas Nov. 18 Nov. 18 NA NA
36 Royal Bank of Canada Toronto William R. Hough & Co. St. Petersburg, Fla. Dec. 16 pending NA NA
  LOAN PORTFOLIO          
1 Freddie Mac McLean, Va. Citigroup Inc. New York Dec. 23 pending NA $5,000,000
2 Citigroup Inc. New York Bank of China Beijing Nov. 11 Nov. 11 NA 1,800,000
3 Vanderbilt Mortgage and Finance Inc. Maryville, Tenn. FirstMerit Corp. Akron Dec. 1 Dec. 1 NA 621,000
4 Bank of America Corp. Charlotte World Omni Financial Corp. Deerfield Beach, Fla. Mar. 17 Mar. 24 NA 600,000
5 Undisclosed Provident Financial Group Inc. Cincinnati Jul. 10 Jul. 10 $431,000 471,000
6 Undisclosed First Republic Bank San Francisco Jun. 6 Jun. 6 NA 363,000
7 Independence Community Bank Corp. Brooklyn, N.Y. Provident Financial Services Inc. Jersey City Oct. 30 pending NA 207,000
8 Fulton Financial Corp. Lancaster, Pa. Wachovia Corp. Charlotte Dec. 19 Dec. 19 NA 170,000
9 Undisclosed Bay View Capital Corp. San Mateo, Calif. Feb. 14 Feb. 14 NA 71,000
10 Security Pacific Bancorp Ontario, Calif. Federal Deposit Insurance Corp. Washington May. 21 May. 21 38,540 37,682
11 Undisclosed BSB Bancorp Inc. Binghamton, N.Y. Nov. 7 Nov. 7 27,200 36,700
12 Undisclosed Bay View Capital Corp. San Mateo ,Calif. Apr. 7 Apr. 7 NA 35,700
13 Undisclosed FirstMerit Corp. Akron Dec. 30 Dec. 30 NA 23,560
14 Beal Bank SSB Dallas Federal Deposit Insurance Corp. Washington May. 16 May. 16 $9,180 $12,611
15 Undisclosed First State Bancorp. Albuquerque Feb. 20 Feb. 20 NA 8,500
16 First Banking Center Inc. Burlington, Wis. Federal Deposit Insurance Corp. Washington Jul. 24 Jul. 24 3,719 4,726
17 Undisclosed First Citizens Bancshares Dyersburg, Tenn. Sept. 30 Sept. 30 NA 3,200
18 Bancorp of New Glarus Inc. Wis. Federal Deposit Insurance Corp. Washington Jul. 25 Jul. 25 2,444 2,991
19 CBank and Trust Holding Corp. New Orleans Federal Deposit Insurance Corp. Washington Apr. 11 Apr. 11 848 1,759
20 Undisclosed Carolina Bank Holdings Inc. Greensboro, N.C. May. 22 May. 22 NA 1,170
21 Progressive Financial Services McKenzie, Tenn. Federal Deposit Insurance Corp. Washington Jan. 7 Jan. 7 872 1,153
22 FSB Bancshares Inc. Henderson, Tenn. Federal Deposit Insurance Corp. Washington Jan. 15 Jan. 15 405 663
23 Wells Fargo & Co. San Francisco Sunrock Capital Corp. Philadelphia Mar. 5 Mar. 5 NA NA
24 Canpartners Realty Holding Co. IV LLC Pacific Capital Bancorp Santa Barbara, Calif. Aug. 4 Aug. 4 NA NA
  MORTGAGE BANKING          
1 FNB Corp. Asheboro, N.C. Dover Mortgage Co. Charlotte Feb. 21 Apr. 1 $5,567 $44,961
2 Royal Bank of Canada Toronto Sterling Bancshares Inc. Houston Jul. 17 Sept. 30 100,000 NA
3 Wachovia Corp. Charlotte Lend Lease Corp. Sydney Aug. 13 Dec. 14 42,500 NA
4 AmPro Mortgage Corp.Ariz. Matrix Bancorp Inc. Denver Feb. 28 Aug. 31 12,400 NA
5 American Home Mortgage Holdings Inc. Melville, N.Y. National Bancorp Inc. Schaumburg, Ill. Jun. 19 pending 1,600 NA
6 Community Banks Inc. Harrisburg, Pa. Erie Financial Group Inc. York, Pa. Jan. 14 Jul. 9 NA NA
7 American Home Bank Lancaster, Pa. Lancaster Mortgage Services Co. Lancaster, Pa. Feb. 6 Apr. 8 NA NA
8 NetBank Inc. Alpharetta, Ga. Memorial Park Mortgage Ltd. Houston May. 6 May. 6 NA NA
9 Royal Bank of Canada Toronto Bank One Corp. Chicago May. 28 pending NA NA
10 Pinnacle Financial Corp. Orlando Royal Bank of Canada Toronto Jun. 2 Jun. 2 NA NA
11 Valley Bank Moreno Valley, Calif. Central City Mortgage Inc. Fontana, Calif. Jun. 18 Jun. 18 NA NA
12 SunTrust Banks Inc. Atlanta Sun America Mortgage Corp. Atlanta Jun. 25 Jul. 31 NA NA
13 Southern Community Bank and Trust Midlothian, Va. Community Financial Corp. Staunton, Va. Jul. 1 Jul. 1 NA NA
14 Horizon Bancorp Michigan City, Ind. Anchor Mortgage St. Joseph, Mich. Jul. 3 Aug. 25 NA NA
15 Marquette Financial Cos. Minneapolis Legg Mason Inc. Baltimore Jul. 18 Oct. 1 NA NA
16 First Independent Investment Group Inc. Vancouver, Wash. Qualfund Lending Bellevue, Wash. Jul. 31 Jul. 31 NA NA
17 National City Corp. Cleveland Undisclosed Sept. 15 Sept. 15 NA NA
18 Lightyear Capital New York Third Federal Savings and Loan Assn. of Cleveland Oct. 2 pending NA NA
19 Carolina Financial Corp. Charleston, S.C. Crescent Banking Co. Jasper, Ga. Nov. 4 Dec. 31 NA NA
20 Marshall & Ilsley Corp. Milwaukee AmerUs Home Lending Inc. Urbandale, Iowa Nov. 21 pending NA NA
21 Lehman Brothers Holdings Inc. New York Staten Island Bancorp Inc. New York Nov. 25 pending NA NA
22 Wachovia Corp. Charlotte AMI Capital Inc. Bethesda, Md. Nov. 26 Nov. 26 NA NA
  SECURITIES BROKERAGE          
1 Wachovia Corp. Charlotte Prudential Financial Inc. Newark, N.J. Feb. 19 Jun. 30 NA 272,000,000
2 Santander BanCorp Santander, Puerto Rico Santander Securities Corp. San Juan, Puerto Rico Dec. 1 Dec. 30 $62,000 $5,700,000
3 J.P. Morgan Chase & Co. New York Union Acceptance Corp. Indianapolis Apr. 17 Apr. 17 8,000 1,600,000
4 Undisclosed AmeriServ Financial Inc. Johnstown, Pa. Feb. 6 Feb. 6 NA 450,000
5 Charles Schwab Corp. San Francisco SoundView Technology Group Inc. Old Greenwich, Conn. Nov. 19 pending 321,284 NA
6 Investor group Ga. ebank Financial Services Inc. Atlanta Jan. 7 Jan. 7 1,078 NA
7 Barclays PLC London Charles Schwab Corp. San Francisco Jan. 31 Jan. 31 NA NA
8 Mercantile Bankshares Corp. Baltimore Peremel and Co. Inc. Baltimore Feb. 5 Apr. 1 NA NA
9 Computershare Limited Abbotsford, Australia Fifth Third Bancorp Cincinnati Jun. 30 pending NA NA
10 Oppenheimer Holdings Inc. Toronto KeyCorp Cleveland Oct. 16 pending NA NA
11 Jefferies Group Inc. New York Mellon Financial Corp. Pittsburgh Dec. 16 Dec. 16 NA NA
  SPECIALTY FINANCE          
1 Citigroup Inc. New York Washington Mutual Inc. Seattle Nov. 24 pending $1,250,000 $4,000,000
2 General Electric Co. Fairfield, Conn. Citigroup Inc. New York Oct. 1 Oct. 1 NA 1,200,000
3 KeyCorp Cleveland Toronto-Dominion Bank Toronto Jan. 8 Jan. 8 NA 400,000
4 Independent Bank Corp. Ionia, Mich. Mepco Insurance Premium Financing Inc. Chicago Feb. 25 Apr. 15 10,000 96,000
5 Investor group N.C. Southern Community Financial Corp. Winston-Salem, N.C. Oct. 15 Oct. 15 NA 11,900
6 Pacific Continental Corp. Eugene, Ore. Citigroup Inc. New York Apr. 11 Apr. 30 6,863 6,777
7 Undisclosed Pa. Progress Financial Corp. Blue Bell, Pa. Jul. 1 Jul. 1 25 1,900
8 Rabobank Nederland Ag Services of America Inc. Cedar Falls, Iowa Nov. 3 pending 47,000 NA
9 Investor group Tex. Bay View Capital Corp. San Mateo, Calif. Jan. 10 Jan. 10 NA NA
10 Investor group Calif. Bay View Capital Corp. San Mateo, Calif. Jan. 10 Jan. 10 NA NA
11 Webster Financial Corp. Waterbury, Conn. Budget Installment Corp. Rockville Centre, N.Y. Jan. 24 Jan. 24 NA NA
12 J.P. Morgan Chase & Co. New York RRZ Public Markets Inc. Pittsburgh Feb. 19 Feb. 19 NA NA
13 Marquette Financial Cos. Minneapolis KBK Capital Corp. Fort Worth Oct. 28 pending NA NA
  TRUST SERVICES          
1 Bank of New York Co. Inc. New York Fifth Third Bancorp Cincinnati Nov. 24 pending NA 45,000,000
2 Sun Bancorp Inc. Lewisburg, Pa. Sentry Trust Co. Chambersburg, Pa. Apr. 24 pending $16,800 $400,000
3 First National Bancshares Inc. Bradenton, Fla. Trust Co. of Florida Englewood, Fla. Oct. 17 pending NA 78,000
4 Millennium Trust Co. LLC Orland Park, Ill. Taylor Capital Group Inc. Wheeling, Ill. Jan. 7 Jan. 7 NA 40,000
5 J.P. Morgan Chase & Co. New York Bank One Corp. Chicago Jul. 24 Nov. 15 720,000 NA
6 Fulton Financial Corp. Lancaster, Pa. Chester Valley Bancorp Inc. Downingtown, Pa. Mar. 14 Mar. 14 NA NA
7 J.P. Morgan Chase & Co. New York Citizens Financial Group Inc. Providence, R.I. Apr. 7 Apr. 7 NA NA
8 Bank of New York Co. INTRUST Financial Corp. Wichita Apr. 17 May. 1 NA NA
9 Bank of New York Co. Bank of Hawaii Corp. Honolulu Dec. 16 pending NA NA
10 Webster Financial Corp. Waterbury, Conn. Phoenix Cos. Inc. Hartford,Conn. Dec. 18 pending NA NA
  OTHER          
1 First National of Nebraska Inc. Omaha Metris Cos. Inc. Minnetonka, Minn. Sept. 26 Sept. 30 NA $550,000
2 Texas Capital Bancshares Inc. Dallas CFSB Corp. Dallas Jul. 25 pending NA 100,000
3 Leverage Leasing Co. Omaha USDB Bancorp Stockton, Calif. Mar. 31 Mar. 31 NA 15,200
4 Georgia Trust for Historical Preservation Atlanta Southwest Georgia Financial Corp. Moultrie Jun. 30 Jun. 30 $200 1,966
5 Bank of New York Co. Credit Suisse First Boston New York Jan. 8 May. 1 2,000,000 NA
6 American Financial Realty Trust Jenkintown, Pa. Bank of America Corp. Charlotte Feb. 28 Jun. 30 769,800 NA
7 J.P. Morgan Chase & Co. New York Citigroup Inc. New York Nov. 26 pending 380,000 NA
8 Paychex Inc. Rochester, N.Y. FleetBoston Financial Corp. Mar. 17 Mar. 31 182,000 NA
9 Wachovia Corp. Charlotte Pepco Holdings Inc. Washington Sept. 30 Sept. 30 151,000 NA
10 National City Corp. Cleveland Prime Group Realty Trust Chicago Jun. 13 Jun. 19 80,000 NA
11 Wells REIT Inc. Norcross, Ga. Citigroup Inc. New York Apr. 30 Apr. 30 70,500 NA
12 Citizens Financial Group Inc. Providence, R.I. Philadelphia Phillies Jun. 17 pending 57,500 NA
13 Synovus Financial Corp Columbus, Ga. Enhancement Services Corp. Roswell, Ga. Apr. 28 Apr. 28 36,000 NA
14 Wells Fargo & Co. San Francisco Hartford Financial Services Group Inc. Conn. Sept. 2 Sept. 2 36,000 NA
15 National City Corp. Cleveland Bridgeview Bancorp Inc. Ill. Jun. 6 Jun. 9 32,300 NA
16 First National Bank Holding Co. Scottsdale, Ariz. Humboldt Bancorp Roseville, Calif. Feb. 3 Mar. 13 32,000 NA
17 MB Financial Inc. Chicago Comdisco Holding Co. Inc. Rosemont, Ill. Sept. 25 Sept. 25 19,300 NA
18 NetBank Inc. Alpharetta, Ga. Financial Technologies Inc. Jackson, Miss. Oct. 6 Dec. 8 17,000 NA
19 First Tennessee National Corp. Memphis Global Card Services Inc. Orlando Aug. 1 Aug. 1 15,800 NA
20 Misys PLC London Citigroup Inc. New York Apr. 22 Apr. 22 13,000 NA
21 Investor group Tenn. AmSouth Bancorp. Birmingham, Ala. Sept. 25 Sept. 25 12,600 NA
22 First Mutual Bancshares Inc. Bellevue, Wash. Unico Properties Seattle Mar. 4 Mar. 4 11,900 NA
23 Delaware Racing Association Wilmington Republic Bancshares Inc. St. Petersburg, Fla. May. 28 May. 28 11,200 NA
24 American Financial Realty Trust Jenkintown, Pa. Citigroup Inc. New York Aug. 20 pending 11,100 NA
25 Mack-Cali Realty Corp. Cranford, N.J. Progress Financial Corp. Blue Bell, Pa. Sept. 15 Sept. 15 10,200 NA
26 Community Bank System Inc. De Witt, N.Y. PricewaterhouseCoopers LLP New York Jun. 9 Jul. 31 7,100 NA
27 Waypoint Financial Corp. Harrisburg, Pa. e3 Consulting Inc. Mechanicsburg, Pa. Apr. 1 Apr. 1 6,000 NA
28 South Financial Group Inc. Greenville, S.C. American Pensions Inc. Mount Pleasant, S.C. Apr. 30 Apr. 30 3,597 NA
29 Signature Bancorp Inc. Toledo Westgate Medical Center Toledo, Ohio Apr. 11 Apr. 11 3,400 NA
30 Undisclosed Alaska Alaska Pacific Bancshares Inc. Juneau Feb. 15 Feb. 15 1,400 NA
31 Union National Financial Corp. Mount Joy, Pa. Plane Street Housing LP Columbia, Pa. May. 29 terminated 1,138 NA
32 Gold Dome LLC Oklahoma City Bank One Corp. Chicago Apr. 2 Apr. 2 1,100 NA
33 Christopher S. Vernon Hamilton, N.J. Yardville National Bancorp Hamilton, N.J. Feb. 24 Jun. 15 650 NA
34 Midland States Bancorp Inc. Effingham, Ill. Sun Financial Corp. Ellington, Mo. Sept. 29 pending 350 NA
35 Pulaski Investment Corp. Little Rock First Citizens Bancshares Dyersburg, Tenn. Mar. 26 Jun. 17 225 NA
36 First Tennessee National Corp. Memphis Merchant Card Management Systems Laguna Hills, Calif. Jan. 3 Jan. 3 NA NA
37 Concord EFS Inc. Memphis Credit Union 24 Inc. Tallahassee, Fla. Jan. 9 terminated NA NA
38 Cardinal Financial Corp. Fairfax, Va. Undisclosed Jan. 21 pending NA NA
39 Community Bancshares of West Plains Mo. Sharp Bancshares Inc. Cave City, Ark. Jan. 28 Mar. 7 NA NA
40 Bank of America Corp. Charlotte Framework Inc. Tarrytown, N.Y. Feb. 6 Feb. 6 NA NA
41 Independent Health Corp. Buffalo First Niagara Financial Group Inc. Lockport, N.Y. Feb. 20 Feb. 20 NA NA
42 Travelex Group London Bank of America Corp. Charlotte Mar. 17 Mar. 17 NA NA
43 PanAmerican Bancorp Hollywood, Fla. Gulf Bank Miami Apr. 4 terminated NA NA
44 Bridge Street Financial Inc. Oswego, N.Y. FleetBoston Financial Corp. Apr. 9 Apr. 9 NA NA
45 China Trust Holdings Corp. New York First Community Capital Corp. Houston Apr. 14 Apr. 14 NA NA
46 Hewitt Associates Lincolnshire, Ill. Northern Trust Corp. Chicago Apr. 24 Jun. 15 NA NA
47 Merchants and Manufacturers Bancorp. Brookfield, Wis. Keith C. Winters and Associates, Ltd Franklin, Wis. Apr. 28 May. 1 NA NA
48 Trustmark Corp. Jackson, Miss. Southern Community Bancorp Orlando May. 22 Jun. 11 NA NA
49 J.P. Morgan Chase & Co. New York Convermex Puebla, Mexico Jun. 9 Jun. 9 NA NA
50 National City Corp. Cleveland Undisclosed seller Jun. 15 Jun. 15 NA NA
51 Undisclosed Provident Financial Group Inc. Cincinnati Jul. 10 Jul. 10 NA NA
52 Eagle Financial Services Berryville, Va. Wachovia Corp. Charlotte Jul. 11 pending NA NA
53 Compass Bancshares Inc. Birmingham, Ala. Apogee Holdings Inc. Houston Jul. 15 Jul. 15 NA NA
54 Wilshire State Bank Los Angeles State National Bancshares Lubbock, Tex. Jul. 15 terminated NA NA
55 Capital Bank Corp. Raleigh Royal Bank of Canada Toronto Jul. 24 pending NA NA
56 Mercantile Bankshares Corp. Baltimore Townsend Building and Loan Association Townsend, Del. Jul. 29 Sept. 27 NA NA
57 J.P. Morgan Chase & Co. New York SymPro Inc. Emeryville, Calif. Aug. 21 Aug. 21 NA NA
58 Tower Bancorp Inc. Greencastle, Pa. M&T Bank Corp. Buffalo Sept. 4 pending NA NA
59 MFB Corp Mishawaka, Ind. United States Steel Corp. Pittsburgh Sept. 9 pending NA NA
60 U.S. Bancorp Minneapolis National Commerce Financial Corp. Memphis Sept. 12 Sept. 12 NA NA
61 Central Virginia Bankshares Powhatan Undisclosed Va. Sept. 18 pending NA NA
62 eiStream Inc. Dallas Zions Bancorp. Salt Lake City Sept. 24 Sept. 24 NA NA
63 State of California Sacramento Washington Mutual Inc. Seattle Oct. 1 Nov. 7 NA NA
64 J.P. Morgan Chase & Co. New York Financial Computer Software LP Dallas Nov. 7 pending NA NA
65 Midwest Banc Holding Co. Pierce, Neb. Wells Fargo & Co. San Francisco Nov. 11 Nov. 11 NA NA
66 Computer Source Inc. Lenexa, Kan. Gold Banc Corp. Inc. Leawood, Kan. Dec. 8 pending NA NA
67 Trustmark Corp. Jackson, Miss. Sterling Bancshares Inc. Houston Dec. 9 pending NA NA
68 Wachovia Corp. Charlotte Bank of Montreal Toronto Dec. 22 Dec. 22 NA NA


Source: Sheshunoff Information Services, a division of Thomson Corp.
© 2004 American Banker


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