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For more information on this data, visit Novantas LLC and Market Rates Insight.
February 9 -
After announcing plans to shutter 10 of its exchange-traded funds last month, WisdomTree Investments Inc. said it remains focused on adding products.
February 9 -
Hartford Financial Services Group Inc. reported fourth-quarter net income of $557 million, or $1.19 per share, compared with a loss of $806 million, or $2.71 per share, a year earlier. For the full year, the Connecticut company posted a loss of $887 million, compared with a $2.7 billion loss in 2008.
February 9 -
UBS Wealth Management Americas reported net asset outflows of $11.2 billion in the fourth quarter as the division struggled to regain its footing in the competitive U.S. market.
February 9 -
Bruce Berkowitz, head of Fairholme Capital Management, isn't the kind of manager whose moves make headlines, but they've paid off remarkably well for his investors.
February 9 -
MetLife plans to use stock to pay for more than half of the planned $15 billion purchase of American International Group life insurance unit Alico, according to reports Tuesday, citing three people with knowledge of the matter.
February 9 -
Barnaby Grist will join the newly minted Cetera Financial Group as executive vice president, wealth management, effective Wednesday.
February 8 -
TD Ameritrade Institutional has introduced a set of practice management initiatives, in a bid to win over a major share of business from so-called breakaway brokers and advisers leaving large independent advisory firms.
February 8 -
ETF Securities, the largest provider of exchange-traded commodity products in Europe, crossed over into the U.S. less than six months ago and is already gaining a following in an industry largely controlled by an elite group of veterans.
February 8 -
Bill Gross, Morningstar's Fixed-Income Manager of the Decade, works 3,000 miles from Wall Street. Perhaps it was that distance that helped him and his Pimco colleagues anticipate the housing crisis.
February 8 -
A report by First Command Financial Services Inc. says Americans increased savings and slashed debt in the fourth quarter.
February 5 -
Some 70% of people over the age of 65 will need long-term care at some point in their lives, and that gets very expensive if you're not prepared for it.
February 5 -
A securities arbitration panel has ordered Raymond James & Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged adviser raiding.
February 5 -
A former watch company owner who held offshore accounts at UBS AG has pleaded guilty to failing to tell U.S. tax authorities about $10 million of offshore assets.
February 5 -
Banks stand to benefit from President Obama's proposal that workers be automatically enrolled in individual retirement accounts.
February 4 -
State Street Corp. announced Thursday that it has reached settlements to resolve investigations into losses incurred by and disclosures made around active fixed-income strategies managed by State Street Global Advisors.
February 4 -
James Gorman, Morgan Stanley's new president and chief executive, has outlined ambitious targets for its global wealth management division, which includes the newly integrated Morgan Stanley Smith Barney.
February 4 -
Wire houses will continue to dominate the adviser industry for the foreseeable future, according to a report from Cerulli Associates.
February 4 -
Bank of America Corp. is reportedly going on a spending spree to add more financial advisers
February 3 -
