Jake advises Promontory clients on a wide range of securities-related regulatory, compliance, and enforcement issues. Prior to joining Promontory in 2015, he served as associate general counsel to the Public Company Accounting Oversight Board, and previously spent several years at the SEC, most recently as senior special counsel in the office of the general counsel. Jake began his career as an enforcement lawyer in the SEC’s New York office. He holds a B.A. from Wesleyan University and a J.D. from Boston College Law School.
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Independent and authoritative analysis and perspective for the banking industry