| Northeast - Top Financial Advisers (FY 1999) |
Rank | Firm | Deal value
($ in millions) | Number
of deals |
1 | Goldman, Sachs & Co. (1) | $29,199.0 | 5 |
2 | Merrill Lynch & Co. | 26,549.7 | 6 |
3 | Donaldson, Lufkin & Jenrette Securities | 16,964.4 | 3 |
4 | Morgan Stanley Dean Witter & Co | 16,018.2 | 1 |
5 | J.P. Morgan Securities | 9,850.0 | 1 |
6 | Fox-Pitt, Kelton (1) | 1,706.5 | 2 |
7 | Keefe, Bruyette & Woods Inc. (3) | 1,562.3 | 8 |
8 | Credit Suisse First Boston Corp. | 1,551.9 | 1 |
9 | Sandler O. Neill & Partners LP | 1,292.9 | 5 |
10 | Northeast Capital & Advisory Inc. | 593.6 | 1 |
| North Central - Top Financial Advisers (FY 1999) |
Rank | Firm | Deal value
($ in millions) | Number
of deals |
1 | Morgan Stanley Dean Witter & Co (2) | $10,687.3 | 2 |
- | Credit Suisse First Boston Corp. | 10,687.3 | 1 |
- | Donaldson Lufkin, & Jenrette Securities | 10,687.3 | 1 |
4 | Sandler O. Neill & Partners LP | 89.1 | 1 |
5 | Stifel, Nicolaus & Co. | 70.8 | 2 |
6 | Manchester Partners | 62.8 | 2 |
7 | Keefe, Bruyette & Woods Inc. (3) | 46.2 | 2 |
8 | GRA, Thompson, White & Co., P.A. | 41.2 | 7 |
9 | Alex Sheshunoff & Co. | 37.0 | 1 |
- | Southard Financial | 37.0 | 1 |
| Southeast - Top Financial Advisers (FY 1999) |
Rank | Firm | Deal value
($ in millions) | Number
of deals |
1 | Donaldson, Lufkin & Jenrette Securities | $6,966.6 | 2 |
2 | Merrill Lynch & Co. | 6,328.2 | 1 |
3 | BancBoston Robertson Stephens (1) | 1,794.5 | 1 |
- | Goldman, Sachs & Co. (1) | 1,794.5 | 1 |
5 | Keefe, Bruyette & Woods Inc. (3) | 1,388.1 | 5 |
6 | Wheat First Securities | 954.2 | 5 |
7 | Brown, Burke Capital Partners Inc. | 762.6 | 3 |
8 | Sandler O. Neill & Partners LP | 491.8 | 1 |
9 | Stifel, Nicolaus & Co. | 411.6 | 1 |
10 | McDonald Investments (4) | 334.9 | 10 |
| West - Top Financial Advisers (FY 1999) |
Rank | Firm | Deal value
($ in millions) | Number
of deals |
1 | Goldman, Sachs & Co. (1) | $5,764.9 | 1 |
2 | J.P. Morgan Securities | 5,764.9 | 1 |
3 | Credit Suisse First Boston Corp. | 1,195.8 | 3 |
4 | Belle Plaine Financial LLC | 1,012.8 | 2 |
5 | CIBC World Markets | 906.6 | 1 |
6 | Banc of America Securities | 650.7 | 3 |
7 | Keefe, Bruyette & Woods Inc. (3) | 544.3 | 4 |
8 | Hovde Financial LLC | 439.7 | 7 |
9 | First Security Van Kasper | 418.8 | 8 |
10 | William Blair and Co. (1) | 309.7 | 1 |
| Midwest - Top Financial Advisers (FY 1999) |
Rank | Firm | Deal value
($ in millions) | Number
of deals |
1 | Salomon Smith Barney | $3,500.4 | 2 |
2 | Donaldson, Lufkin & Jenrette Securities | 2,535.8 | 2 |
3 | Keefe, Bruyette & Woods Inc. (2) (3) | 1,298.4 | 10 |
4 | Merrill Lynch & Co. | 1,207.4 | 1 |
5 | McDonald Investments (2) (4) | 1,042.5 | 11 |
6 | Hovde Financial LLC | 1,021.1 | 3 |
7 | Sandler O. Neill & Partners LP | 713.9 | 3 |
8 | Credit Suisse First Boston Corp. | 393.6 | 1 |
9 | Danielson Associates Inc. | 306.6 | 1 |
10 | McConnell, Budd & Downes Inc. | 268.7 | 2 |
| Southwest - Top Financial Advisers (FY 1999) |
Rank | Firm | Deal value
($ in millions) | Number
of deals |
1 | Hovde Financial LLC | $541.7 | 7 |
2 | Keefe, Bruyette & Woods Inc. (3) | 252.1 | 2 |
3 | Bank Advisory Group Inc. (1) | 205.7 | 4 |
4 | Hoefer & Arnett Inc. (2) | 166.4 | 8 |
5 | SAMCO Capital Markets | 129.9 | 6 |
6 | First Capital Group LLC | 89.0 | 1 |
7 | U.S. Bancorp Piper Jaffray | 82.7 | 1 |
8 | Alex Sheshunoff & Co. | 73.5 | 3 |
9 | Stephens Inc. (1) | 42.3 | 1 |
10 | First Southwest Co. (1) | 34.0 | 1 |
Regional breakdown: Northeast: CT, MA, ME, NH, NJ, NY, PA, RI and VT. Southeast: MD, DE, DC, GA, FL, NC, SC, TN, MS, AL, KY, VA, WV and PR. Midwest: OH, MI, IN, IL and WI. North Central: IA, MN, KS, MO, NE, SD and ND. Southwest: AR, LA, OK, TX, NM and CO. West: CA, NV, AZ, UT, OR, WA, MT, ID, AK and HI. Source: Sheshunoff Information Services Inc., Austin, Tex., a Thomson Financial company. (1) Did not respond to survey. (2) Value not available for at least one deal. (3) Includes Charles Webb & Co., a subsidiary of Keefe, Bruyette & Woods Inc. (4) Includes Trident Securities, a subsidiary of McDonald Investments.
*To be added to the survey list, please call (512) 305-6561, or e-mail at
james.bradshaw@tfn.com
.
© 2000 American Banker 