The U.S. Commodity Futures Trading Commission  ordered Goldman to pay a $30 million penalty for failing to "diligently" supervise its swap dealer activities and for failures relating to swap date reporting and so-called pre-trade mid-market marks. 

The former employee is accused of shuffling information to two friends.

Recordkeeping lapses lead to fines as looming government shutdown threatens SEC workload.

The Wall Street firm terminated several leaders of the unit who communicated on unauthorized channels and didn't comply with an internal review.

As the company prepares to slash headcount, CEO Solomon speaks up about his "caricature" portraits in the media

The planned sale marks another step for the Wall Street giant away from previous plans to work more with retail customers.

Cambridge Savings Bank's Ivy Bank online-only unit has spent two years offering CDs and savings accounts. Meanwhile, Sumitomo Mitsui Financial Group's new digital bank, Jenius, launched with personal loans. Both want to widen their product sets to benefit both sides of the balance sheet.

Putting the pressure on employees to return to the office could cost financial companies their leadership.

Activity in the primary market kicked off with a number of banks announcing debt deals overnight, including BNP Paribas, which became the first European bank to sell additional tier 1 notes in U.S. dollars since the writedown of Credit Suisse securities.

Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.