= Subscriber content; or subscribe now to access all American Banker content.

NASD fines former Pennsylvania broker who is already serving prison sentence.

AUG 18, 1992 1:00am ET

WASHINGTON - A former Pennsylvania securities broker has been fined $2 million by the National Association of Securities Dealers based on charges that he sold $1.7 million in fictitious tax-exempt...

To continue, please or subscribe
FREE 14-DAY
TRIAL
  • Full access to banking's most comprehensive daily report
  • Daily, weekly, and topic-based newsletters and alerts
  • Award-winning analysis and insight, focused on bankers' key concerns
No credit card needed
SUBSCRIBE
NOW
All subscription content plus:
  • Bimonthly industry research reports (including archive)
  • Morning Scan Plus e‑newsletter
  • Full access to 2016: The Candidates, the Issues
Have an account?
SIGN IN HERE
Remember me