+++
part 1 of 3
Buyer
1 First Union Corp., Charlotte, N.C.
2 NationsBank Corp., Charlotte, N.C.
3 National City Corp., Cleveland
4 Banc One Corp., Columbus, Ohio
5 First American Corp., Nashville
6 Union Planters Corp., Memphis
7 National City Corp., Cleveland
8 North Fork Bancorp, Mattituck, N.Y.
9 M&T Bank Corp., Buffalo
10 H.F. Ahmanson & Co., Irwindale, Calif.
11 Fifth Third Bancorp, Cincinnati
12 Fifth Third Bancorp, Cincinnati
13 Peoples Heritage Finl. Group
14 Star Banc Corp., Cincinnati
15 CNB Bancshares, Evansville, Ind.
16 First Midwest Bancorp, Itasca, Ill.
17 Sovereign Bancorp, Wyomissing, Pa.
18 Webster Finan'l Corp., Waterbury, Conn.
19 Bay View Capital Corp., San Mateo, Calif.
20 BB&T Corp., Winston-Salem, N.C.
21 Mercantile Bancorp, St. Louis
22 Golden St. Bancorp Inc., Glendale, Calif.
23 First Security Corp., Salt Lake City
24 United Bankshares, Fairfax, Va.
25 Marshall & Ilsley Corp., Milwaukee
part 2 of 3
Target
1 CoreStates Financial Corp., Philadelphia
2 Barnett Banks, Jacksonville, Fla.
3 First of America Bank Corp., Kalamazoo, Mich.
4 First Commerce Corp., New Orleans
5 Deposit Guaranty Corp., Jackson, Miss.
6 Magna Group Inc., St. Louis
7 Fort Wayne National Corp., Ind.
8 New York Bancorp, Douglaston
9 OnBancorp Inc., Syracuse
10 Coast Savings Financial, Los Angeles
11 State Savings Company, Columbus, Ohio
12 CitFed Bancorp, Dayton, Ohio
13 CFX Corp., Keene, N.H.
14 Great Financial Corp., Louisville, Ky.
15 Pinnacle Financial Services, St. Joseph, Mich.
16 Heritage Finl. Services Inc., Tinley Park, Ill.
17 ML Bancorp, Villanova, Pa.
18 Eagle Financial Corp., Bristol, Conn.
19 America First Eureka Holdings, San Francisco
20 Life Bancorp, Norfolk, Va.
21 CBT Corp., Paducah, Ky.
22 Cenfed Financial Corp., Pasadena
23 California State Bank, West Covina
24 George Mason Bankshares Inc., Fairfax, Va.
25 Advantage Bancorp, Kenosha, Wis.
0.179
part 3 of 3
Adviser's
Buyer fee as a %
adviser' of final
Buyer's primary adviser fee deal value
1 Morgan Stanley Dean Witter & Co. $17.00 0.084
2 Goldman, Sachs & Co. 18 0.122
Merrill Lynch & Co. 18 0.122
N/M
3 NationsBanc Montgomery Securities 10 0.068
UBS Securities 10 0.068
4 In house N/M
5 Morgan Stanley Dean Witter & Co. 10.3 0.434
6 Stifel, Nicolaus & Co. 2.2 0.102
7 NationsBanc Montgomery Securities N/A
UBS Securities N/A
8 Goldman, Sachs & Co. 2 0.191
9 Keefe, Bruyette & Woods Inc. 0.5 0.05
Price Waterhouse N/A
10 Merrill Lynch & Co. N/A
11 Salomon Smith Barney Inc. N/A
12 N/A N/M
13 McConnell, Budd & Downes 0.2 0.018
14 Credit Suisse First Boston Corp. N/A
15 Oppenheimer & Co. Inc. 0.3 0.036
16 Goldman, Sachs & Co. 1.5 0.352
17 Merrill Lynch & Co. 0.3 0.061
18 Merrill Lynch & Co. 1.3 0.306
19 Hovde Financial Inc. 3 0.767
20 N/A N/A
21 In house N/M
22 Credit Suisse First Boston Corp. N/A
23 JP Morgan Securities N/A
24 N/A N/A
25 N/A N/A
0.179
part 4 of 4
Adviser's
Target fee as a %
adviser'of final
Target's primary adviser fee deal value
1 J.P. Morgan Securities $17.60 0.087
Credit Suisse First Boston Corp. 16.6
2 Morgan Stanley Dean Witter & Co 31 0.211
J.P. Morgan Securities 9 0.061
3 Merrill Lynch & Co. 27.6 0.352
4 Keefe, Bruyette & Woods 9.7 0.281
5 Credit Suisse First Boston Corp. 10.6 0.445
6 Donaldson, Lufkin & Jenrette Secur 11.8 0.559
7 Keefe, Bruyette & Woods 3.3 0.315
8 Sandler O'Neill & Partners LP 4.8 0.461
Keefe, Bruyette & Woods 0.7 0.068
9 Sandler O'Neill & Partners LP 5.8 0.578
10 Goldman, Sachs & Co. 6.2 0.65
11 Keefe, Bruyette & Woods N/A
12 Keefe, Bruyette & Woods 2.1 0.259
13 Keefe, Bruyette & Woods 5.9 0.697
14 Sandler O'Neill & Partners LP 3.4 0.481
15 Friedman, Billings, Ramsey & Co. 1.2 0.178
Donaldson, Lufkin & Jenrette Secur 3.6 0.52
PL Capital 0.7 0.1
16 McDonald & Co. 2.2 0.514
17 Sandler O'Neill & Partners LP 2 0.485
18 Sandler O'Neill & Partners LP 1.6 0.4
19 Merrill Lynch & Co. 1.9 0.479
20 Sandler O'Neill & Partners LP 2.7 0.725
21 Morgan Stanley Dean Witter & Co. 2.6 0.973
22 Merrill Lynch & Co. 2.2 0.715
23 Keefe, Bruyette & Woods N/A
24 Friedman, Billings, Ramsey & Co. 0.3 0.122
25 Hovde Financial 1.9 0.8
0.311
