BOCA RATON, Fla. - Bankers gathered for a securities sales management forum here last week were grumbling about rules being heaped on them by regulators.

Many bankers at the conference, which was sponsored by the American Bankers Association, called on regulators to level the playing field for bank-affiliated brokerage units and securities firms.

Subscribe Now

Access to authoritative analysis and perspective and our data-driven report series.

14-Day Free Trial

No credit card required. Complete access to articles, breaking news and industry data.