MUTUAL FUNDS: Proposal by the National Association of Securities Dealers to regulate broker-dealers operating in banks. Specifics include prohibiting use of confidential bank records in cross-marketing of brokerage products and requiring strict physical separation of deposit- taking and brokerage operations. Comments were due Feb. 15.

FOREIGN BANKS: Proposal to establish criteria for evaluating the operations of a foreign bank that is not subject to regulation on a consolidated basis in its home country. Published by the Fed Dec. 13. Comments were due Feb. 13.

Limited Time Offer

Save $400 off your subscription. Special offer ends April 30, 2017.

14-Day Free Trial

No credit card required. Complete access to articles, breaking news and industry data.