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Ann Marsh 85

Ann Marsh

Connect with Ann
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  • JPM Shorthand
    Whistleblower
    JPMorgan's Chase Private Client group used false evidence to fire an advisor

    This is how the firm tried to make sure no one knew.

    By Ann Marsh
  • Wealth management asset growth at First Republic Bank since 2013.
    RIAs
    $17B gone: The biggest-ever advisory team exit and the bank that lost it

    For First Republic Bank in San Francisco, “the pain index is likely somewhere between excruciating and traumatic,” says one expert. But few realize how much the bank got for its money.

    By Ann Marsh
    June 6
  • California Treasurer John Chiang.
    Fraud detection
    Additional Wells misdeeds obscured by arbitration: Calif. official

    State Treasurer John Chiang says that Wells Fargo is keeping patterns of abuse hidden from view by resolving customer disputes through private arbitration.

    By Ann Marsh
    August 23
  • Sexual Harassment--men and women report different experiences
    Sexual harassment
    From strip clubs to massages: When clients are sexually inappropriate

    It’s tough enough to grapple with sexual harassment in the workplace. It’s more complex when clients are involved.

    By Andrew Welsch and Ann Marsh
    March 28
  • Claudia Ponce de Leon, a former Wells Fargo employee who blew the whistle on its sham accounts.
    Crime and misconduct
    Wells Fargo ends fight with a whistleblower in fake-accounts scandal

    Wells may have settled with former employee Claudia Ponce de Leon because it wanted to avoid the "massive exposure" of a jury trial, an expert says. It is unclear how the agreement will affect Wells’ other cases.

    By Ann Marsh
    January 20
  • Claudia Ponce de Leon, a former Wells Fargo employee who blew the whistle on its sham accounts.
    Employment and benefit-related court cases
    Wells Fargo fighting order to rehire whistleblower

    Wells Fargo is extending a 6-year-old fight with a whistleblower, despite a government order to immediately reinstate the former employee.

    By Ann Marsh
    September 27
  • OSHA_Wells_Fargo_Wrong_ID.png
    Whistleblower
    Unprotected: How the feds failed two Wells Fargo whistleblowers

    The mishandling of the two former employees’ complaints, detailed in documents and by former OSHA officials, raises questions about the government’s treatment of whistleblowers throughout the financial services industry.

    By Ann Marsh
    August 14
  • Yesenia Guitron, a former Wells Fargo manager in St. Helena, Calif., from 2008 to 2010
    Branch banking
    Undocumented immigrant 'clients' filled quotas in Wells fraud, ex-bankers say

    Despite a categorical denial this week by Wells Fargo CEO Tim Sloan, former employees like Yesenia Guitron say trawling for immigrants was routine.

    By Ann Marsh and Kevin Wack
    May 4
  • JPMorgan Chase whistleblower Johnny Burris.
    Wealth management
    Whistleblower, after retaliation by JPMorgan, pays Finra price, too

    Finra now has punished just one person associated with JPMorgan's admitted nationwide fiduciary violation of its clients: a whistleblower.

    By Ann Marsh
    April 11
  • ab-040517-WHISTLE
    Compliance
    Wells may be forced to welcome back another whistleblower

    Such reinstatements are unusual, and could signal a more aggressive approach by the government to protecting whistleblowers in the financial services sector.

    By Ann Marsh
    April 5
  • Jonathan-Yao-Marketriders
    Invest Insights
    Ex-Scottrade execs see Asian-American, Chinese market ripe for robo advice

    MarketRiders is the latest digital platform aimed at a specific minority investor community.

    By Ann Marsh
    March 1
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23RD ANNUAL THE MOST POWERFUL WOMEN IN BANKING

Meet The Most Powerful Women in Banking 2025, our annual ranking of the executives at the pinnacle of the industry.

ABM1025_Cover.jpg

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© 2026 Arizent. All rights reserved.