CREDIT UNIONS: Request by the Treasury for input on its study of credit union supervision and insurance. Published Jan. 6. Comments due Feb. 28.

NASD EXAMS: Proposal by the three banking agencies to let bank employees selling securities take the Series 6 and Series 7 exams administered by the National Association of Securities Dealers. Published Dec. 30. Comments due Feb. 28.

Limited Time Offer

Save $400 off your subscription. Special offer ends April 30, 2017.

14-Day Free Trial

No credit card required. Complete access to articles, breaking news and industry data.