Prophet Market Research and Consulting, which recently made a splash with a survey faulting banks' investment sales practices, is turning its attention to nonbank brokerages.

The San Francisco company, which specializes in undercover audits of financial services companies, last week began its second annual study of sales practices at large full-service brokerages.

Subscribe Now

Access to authoritative analysis and perspective and our data-driven report series.

14-Day Free Trial

No credit card required. Complete access to articles, breaking news and industry data.