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Hedge fund apparently likes the bank’s corporate services business; Michael Piwowar is credited with “jump-starting” the agency’s deregulatory push.
May 8 -
Both Republicans and Democrats are making threats against banks that don't take their side on gun control.
May 4IntraFi Network -
When regulators recognize ICOs as securities offerings, they will likely require issuers to fully comply with standard Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations, increasing compliance pressure, according to Ron Teicher, CEO of EverCompliant.
April 25
EverCompliant -
A new accounting standard will soon go into effect, but banks lack clarity on how to conform.
April 20
Ardmore Banking Advisors -
Sen. Elizabeth Warren is struggling to get data that shows how bad sexual harassment might be on Wall Street.
April 17 -
The agency should consider exempting some registered cryptocurrency exchanges from state money transmission laws.
April 9
Murphy McGonigle -
The agency should consider exempting some registered cryptocurrency exchanges from state money transmission laws.
April 5
Murphy McGonigle -
Confusion over whether certain digital currency transactions are considered securities is shutting many U.S. investors out of initial coin offerings and spurring illegal behavior.
March 28
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Confusion over whether certain digital currency transactions are considered securities is shutting many U.S. investors out of initial coin offerings and spurring illegal behavior.
March 21
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Three unnamed "senior" employees helped the SEC win a $415 million settlement from the bank; Sherborne Investors takes a 5.2% stake in the British bank.
March 20 -
The FBI has reportedly interviewed employees at the bank’s wealth management unit.
March 16 -
Sen. Elizabeth Warren, D-Mass., and two colleagues are seeking more information from securities regulators about whether Wall Street firms are covering up signs of sexual harassment.
March 1 -
The Securities and Exchange Commission may be focusing on the sale of options known as simple agreements for future tokens in connection with initial coin offerings.
March 1 -
As Congress considers new rules for digital currencies, lawmakers should consider putting responsibility in the hands of the Treasury Department, given its role in handling traditional currency.
February 28
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As they cement major partnerships, launch overseas operations and court banks and other institutional investors, top cryptocurrency exchanges now see regulatory approval as a competitive advantage.
February 21 -
The SEC and CFTC ask Congress to expand federal oversight of cryptocurrency trading; the recent wild swings in financial markets may boost first quarter trading revenue.
February 7 -
The heads of the Securities and Exchange and Commodity Futures Trading commissions said they are not ignoring the fast-growing cryptocurrency sector and they have some oversight powers. But they indicated that they might need more.
February 6 -
Regulatory scrutiny of Tether and Bitfinex is spooking investors, though others argue the industry remains strong.
January 31 -
AriseBank said it was the first crypto platform to buy a traditional bank. But there’s no evidence it did anything of the kind — and its founder now says it has been raided by the FBI.
January 29 -
Fears about regulators coming down on digital currency trading caused an epic crash in the market. But reining in this evolving asset class won't be easy.
January 19












