Regulation and compliance
Regulation
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E-Trade could add about 30 basis points to a key capital ratio once the deal closes, Jonathan Pruzan says.
February 27 -
CFPB Director Kathy Kraninger promised to complete the rule mandated by Dodd-Frank one day after a California court set a process for doing so.
February 27 -
Comptroller of the Currency Joseph Otting suggested the central bank was adopting a “partisan” stance against his plan to overhaul the Community Reinvestment Act.
February 27 -
Hollywood actor Steven Seagal agreed to settle U.S. Securities and Exchange Commission claims that he failed to disclose that he was being paid for promoting an initial coin offering conducted by a firm called Bitcoiin2Gen, or B2G.
February 27 -
Though the agency plans to give more credit unions authority to issue subordinated debt, limited investor appetite and other factors could hamper activity.
February 27 -
While the Democratic debates have had little discussion about financial policy, the remaining presidential contenders have taken noteworthy positions on regulatory relief, antitrust rules and bankruptcy reform, among other issues. Here’s a rundown.
February 26 -
The proposal is the fourth piece of legislation unveiled this week to tweak the Federal Credit Union Act.
February 26 -
After dragging its feet, the agency has agreed to a court-supervised process for writing a Dodd-Frank-mandated rule aimed at stamping out discrimination.
February 26 -
National Credit Union Administration board member Todd Harper also emphasized the risks of poor succession planning during remarks on Wednesday.
February 26 -
The third credit union-related bill introduced this week would cut credit unions’ annual required board meetings to just six times per year.
February 26 -
The technology can quickly sift through and analyze contracts, nondisclosure agreements and other legal documents, says InCloudCounsel's Troy Pospisil.
February 26 -
The decisions made five years ago are creating problems for contactless payments today.
February 26 -
ICBA outlined a series of questions for lawmakers that would force credit unions to defend the industry's practices during meetings with local representatives.
February 26 -
Recent political controversies are forcing credit unions and industry groups to reconsider their support for lawmakers they previously endorsed.
February 26 -
Giving more Community Reinvestment Act credit to such partnerships will help low-income communities, despite industry concerns.
February 25 -
Organizers of Gulf Atlantic Bank must raise $12 million in capital before opening.
February 25 -
Legislation introduced Monday would go beyond changes the National Credit Union Administration put in place last year and increase parity with state-chartered institutions.
February 25 -
NCUA board member Mark McWatters defended the agency's position on credit union-bank purchases and called out the ongoing sniping on both sides of the argument.
February 25 -
Recent proposals considered or passed by legislatures around the country grant banks certain exemptions, but they differ from state to state and may pose new compliance headaches.
February 24 -
The deal, which could be announced Monday, would push the TurboTax maker into consumer finance; the bank would follow U.S. rival Goldman Sachs into the British market.
February 24


















